Capital Markets & SEC Compliance

As the U.S. economy continues to strengthen, so do the capital markets. The infusion of funds raised through debt and equity markets is fueling plant expansion, employment gains and innovative technologies.


We represent issuers, underwriters and investors in public and private offerings of equity and debt. Our clients, in the Pacific Northwest and nation-wide, are developing energy production and distribution, computer technology, life sciences solutions, aerospace technology, timber and forest products, mining, retail and manufacturing. Our depth of understanding of the strategic objectives of these businesses is integral to our ability to plan and execute transactions.

We bring together a team experienced with the nuances of sophisticated financial instruments;  our work on your financing will be efficient, effective and sensitive to your business goals.  For example, one of our partners has handled more IPOs in Oregon than any other attorney.

We have decades of experience representing large and middle-market public companies. We  help clients with SEC reporting and compliance obligations and governance processes, SEC enforcement and internal investigations, dispute resolution, and giving practical advice that reconciles efficient operations with legal compliance.

Our services

  • Rule 144A and Regulation S distributions
  • IPOs and follow-on offerings
  • Exchange offers
  • Private placements
  • Direct placements
  • Equity offerings
  • Debt offerings
  • Structured finance transactions
  • Securitizations
  • Derivative arrangements
  • PIPEs
  • 8-K, 10-Q and 10-K reports and proxy statements
  • State securities law compliance
  • Section 16, insider trading and Rule 10b5-1 compliance
  • Securities litigation and dispute resolution
Insights & Presentations
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